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Requirement For: Compliance Executive

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Details

To register clients in compliance with Company's AML policies & procedures. To maintain clients records in accordance to Company's data protection policy. To assist in a wide variety of compliance/administration duties to ensure Company's complies with AML regulations at all time. 1. To register all new clients in accordance to Company's compliance procedures. 2. To fully understand the process registration for private clients. 3. To complete urgent registrations (face to face or wanting to trade) within the agreed time scale (10 minutes turn around) 4. To fully understand the registration process for corporate clients/ Ltds. Plcs, Sole traders, LLP, unregistered partnerships or charities 5. To fully understand the registration process for affiliate clients.

Other Details

Interested candidate can be applied.

Specifications
  • Designation: Operations Officer
  • Qualification: Any Graduation
  • Experience: 1 - 3 Yrs
  • Skills: COMLIANCE AML HP DATA PROTECTOR CLIENT DOCUMENTATION
  • Industry: Banking
  • Functional Area: Financial Services, Banking
Location: Mumbai, Maharashtra, India

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